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Commonwealth
v. Morais
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v. Augusto MORAIS. Decided May 8, 2000. Defendant was convicted
in the Superior Court Department, Joseph A. Grasso, Jr., and James F.
McHugh III,
J., of rape of a child and indecent assault and battery on a child
under age of 14. Defendant appealed. After granting defendant's
application for direct appellate review, the Supreme Judicial Court,
Ireland,
J., held that: (1) Department of Social Services investigator who
interviewed defendant was not required to warn him that investigator
was obligated to report incriminating statements to law enforcement
officials; (2) defendant's statements to investigator were voluntary;
and (3) Superior Court acted within its discretion in admitting fresh
complaint testimony.
Affirmed.
[1] Department
of Social Services investigator who interviewed defendant regarding
allegations that he sexually abused child was not required to warn
defendant that investigator was obligated to report incriminating
statements to law enforcement officials. M.G.L.A. c. 119, §§
51A, 51B.
[2] Defendant
was not in custody when interviewed by Department of Social Services
investigator regarding allegations that he sexually abused child, and
thus no Miranda warning was required during the investigatory
interview. M.G.L.A. c. 119, §§ 51A, 51B.
[3] Incriminating
statements made by defendant, during interview conducted by Department
of Social Services investigator regarding allegations that defendant
sexually abused child, were voluntary, though investigator concealed
from defendant her duty to report incriminating statements to law
enforcement officials, where defendant voluntarily met with
investigator, he was aware that he was subject of sexual abuse
investigation, defendant appeared lucid and unconfused during
interview, and investigator made no contact with police prior to
interview and made no misrepresentation about her duties.
[4] To
determine the voluntariness of a confession, court looks to the
totality of the circumstances surrounding the making of the statement.
[5] Supreme
Judicial Court accepts the judge's subsidiary findings of fact
regarding voluntariness of confession unless not warranted by the
evidence, and, while open to review, the Supreme Judicial Court affords
the judge's ultimate findings substantial deference.
[6] Trial
court acted within its discretion, during prosecution for rape of a
child, in permitting victim's school guidance counsellor and nurse
practitioner to give fresh complaint testimony regarding victim's
disclosures of sexual abuse, where trial court prevented needless
repetition of testimony by allowing only two of four fresh complaint
witnesses to testify, and trial court gave complete and accurate
limiting instructions three times during guidance counsellor's
testimony and again in final instructions to jury.
[7] The
fresh complaint doctrine permits an out-of-court complaint seasonably
made by the complainant in a sexual assault case to be admitted as part
of the prosecution's case-in-chief, for the purposes of corroborating
the complainant's testimony.
[8] In
admitting fresh complaint testimony in sexual assault case, trial
judges should use discretion to prevent needless repetition of details,
and instruct the jury on the proper use of fresh complaint evidence.
**832 *380 Brownlow M. Speer, Boston, Committee for Public Counsel Services (Colette T. Tvedt, Committee for Public Counsel Services, with him) for the defendant. Kevin J. Curtin, Assistant District Attorney, for the Commonwealth. Present: MARSHALL, C.J., ABRAMS, GREANEY, IRELAND, SPINA, & COWIN, JJ. IRELAND, J. The defendant, Augusto Morais,
was convicted by a jury of rape of a child and indecent assault and
battery on a child under the age of fourteen. In this appeal, the
defendant argues that his motion to suppress his statements to a
Department*381
of Social Services (department) investigator and his subsequent
statements to Chelmsford police officers should have been granted. He
also contends that the trial judge erred in allowing the Commonwealth
to introduce evidence of four fresh complaints at trial, and in
omitting a limiting instruction after one witness's fresh complaint
testimony. We granted the defendant's application for direct appellate
review, and we now affirm the convictions.
1. Motion to Suppress. In his order denying the defendant's motion to
suppress, the judge found the following facts. See Commonwealth v.
Yesilciman, 406 Mass. 736, 743, 550 N.E.2d 378 (1990)
(motion judge's subsidiary findings of fact accepted absent clear
error). On May 15, 1996, the department assigned a social worker,
Kathleen Tynan, to investigate a report made pursuant to G.L. c. 119,
§ 51A, alleging sexual abuse of a child.FN1
After a preliminary inquiry, Tynan learned that the victim claimed that
the defendant, the victim's cousin, had sexually assaulted her. Tynan
met with the victim on May 16, and then later spoke with the defendant
on the telephone, advising him that she was investigating the victim's
allegations of sexual abuse. She asked the defendant to meet with her,
and the defendant agreed.
FN1. Pursuant to G.L. c. 119, §§ 51A and 51B, upon receiving a report alleging sexual abuse of a child, the department conducts an investigation to determine whether the allegations may be substantiated. Once substantiated, the department is required to notify the district attorney's office in writing by transmitting a copy of the report detailing the results of its investigation. On
May 17, the defendant voluntarily went to the department office to meet
with Tynan. Before this meeting, Tynan had had no contact with the
police, nor had she **833 received
any instructions from the police to interview the defendant.FN2
Tynan and the defendant met alone in an interview room. The defendant
made several incriminating statements in response to Tynan's detailed
description of the allegations of sexual abuse. He appeared to be
lucid, communicated in English, and did not appear to be under the
influence of drugs or alcohol. At the end of the interview, the
defendant indicated that he realized that he had committed a crime. At
no time did Tynan explain to the defendant that, under G.L. c. 119,
§ 51B,
she was required to tell the district attorney's office and police any
admissions he might make involving sexual abuse of the victim.
FN2. See note 1, supra. *382 On
May 18, Tynan went to an interview of the victim held at the district
attorney's office. After the interview, Tynan told Peter McGeown, a
Chelmsford police officer attending the interview, what the defendant
had said to her. The Chelmsford police then began an investigation. On
May 22, the defendant went to the Chelmsford police station at the
request of the police. He met McGeown and a police detective in an
interview room, where he was read his Miranda rights and signed a
Miranda card. He did not appear to be under the influence of drugs or
alcohol, and appeared to understand English. The defendant then made
several incriminating statements to the officers and wrote out his
statements at McGeown's request.
[1]
FN3. We recognize the serious concerns faced by parents and caretakers subject to a § 51B investigation, who must either comply with department investigators or risk losing custody of their children. The department has also recognized these concerns in nonemergency situations, providing that “[a]t the time of the first contact with parent(s) or caretaker(s), the investigator shall deliver to said individual a statement of rights which shall include written notice that a § 51A report has been made, the nature and possible effects of the investigation, and that information given could and might be used in subsequent court hearings.” 110 Code Mass. Regs. § 4.27(5) (1996). In this case, the subject of the § 51B investigation is the victim's cousin, and no such warning was required. [2]
*383 Our
decision in Lamb was based on construction of the
psychotherapist-patient privilege statute, G.L. c. 233, § 20B (
b ), and an exception to the statute that required a
psychotherapist conducting a court-ordered interview to inform a
patient that subsequent communications were not privileged. See Commonwealth
v. Lamb, supra at 268-269, 311 N.E.2d 47. We have not recognized a
“
Lamb warning” outside the context of
psychotherapist-patient privilege. Here, neither G.L. c. 119, § 51A,
or § 51B, compels a department investigator to inform a potential
defendant that any incriminating statements **834 made
will be reported to law enforcement officials. Moreover, no social
worker-client privilege applies in this context, as the Legislature has
expressly stated that otherwise applicable social worker privileges do
not apply to a § 51B investigation. See G.L. c. 112, § 135B (
f ). Extending Lamb-type warnings to this case
would run contrary to the
Legislature's intent. We decline to establish a new rule requiring this
type of limited warning.
[3]
[4]
The
motion judge concluded that the defendant made his statements to Tynan
voluntarily. He found that the defendant “freely gave his statements in
a non-coercive setting,” voluntarily meeting with Tynan without being
influenced by orders, threats, or promises. The defendant was aware
that he was the subject of an investigation concerning allegations of
sexual *384 abuse.
The judge also found that the defendant appeared lucid and unconfused,
did not appear to be under the influence of drugs, and conversed in
English. Tynan had no contact with the police before interviewing the
defendant, and made no misrepresentations to the defendant about her
duties. See Commonwealth v. Berrio, supra at 41-42, 551 N.E.2d
496
(statements to department social worker admissible where judge found
they “were prompted not by coercion but by the defendant's decision
that his cooperation would best serve his own interests”). We therefore
conclude that the defendant's statements to Tynan were voluntary.
Furthermore, the Carp case is clearly
distinguishable. In that case, the judge
suppressed a defendant's statements to a department investigator acting
in tandem with the police. There, the totality of the circumstances,
which included misrepresentations to the defendant that a criminal
investigation was not being conducted and assurances that neither
Miranda warnings nor an attorney were needed, “demonstrated that the
defendant's will was overborne in that he was lulled into a false sense
of security.” See Commonwealth v. Carp, supra at 234, 712
N.E.2d 622. Although
the Appeals Court did note that the department investigator failed to
inform the defendant until the end of the interview that any
incriminating evidence would be used against him, it was only one of a
host of factors leading to a conclusion that the statements were
involuntary.FN4
FN4. Though the defendant does not dispute the voluntariness of his admissions to the Chelmsford police, he claims that these statements were the product of coercion arising from previous involuntary statements, made because “the cat was already out of the bag.” We disagree. The motion judge correctly held that this was not a “cat out of the bag situation” because the initial statement by the defendant was not illegally obtained. Because we likewise conclude that the defendant's first statement was voluntary, we need not reach its effect on his second statement to the police. See Commonwealth v. Larkin, 429 Mass. 426, 437-438, 708 N.E.2d 674 (1999). **835 2. Fresh Complaint Testimony. [6]
At
trial, the Commonwealth sought to introduce fresh complaint evidence
through four witnesses-the victim's school guidance counsellor,
teacher, school nurse, and a nurse *385 practitioner.
The judge allowed the Commonwealth's motion in part, permitting the
guidance counsellor to testify to three of the victim's disclosures of
sexual abuse in her presence, and permitting the nurse practitioner to
testify to a fourth disclosure.FN5
The judge properly instructed the jury at trial after the guidance
counsellor testified about each disclosure. The judge did not instruct
the jury after the nurse practitioner testified. He did give a limiting
instruction in his final instructions to the jury.
FN5. The guidance counsellor testified about the victim's initial disclosure to her of sexual abuse. She also testified about two similar disclosures that the victim made to a teacher and a school nurse later that same day in the guidance counsellor's office while she was present. [7]
In
this case, the judge acted properly within his discretion. The judge
prevented needless repetition of testimony by allowing only two of the
four fresh complaint witnesses to testify. Additionally, the judge then
gave complete and accurate limiting instructions three times during the
guidance counsellor's testimony, and again in his final instructions to
the jury. Such comprehensive instructions clearly informed the jury on
the proper use of such evidence. Compare Commonwealth v.
Kirkpatrick, supra at 444-445 & n. 5, 668 N.E.2d 790
(no error where judge instructed jury twice during trial and in final
charge after testimony of five fresh complaint witnesses), with Commonwealth
v. Trowbridge, supra at 761-762, 647 N.E.2d 413
(reversible error where judge failed to give any adequate fresh
complaint instructions to jury). We conclude that the judge's allowance
of fresh complaint evidence was *386 within
his discretion, and that he adequately instructed the jury as to the
purpose and use of such evidence.
(C)
2008 Thomson Reuters/West. No Claim to Orig. US Gov. Works.
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